Executive Director, FX, Derivatives & ETD's/Clearing
About the Company
Globally-recognized banking group
Industry
Banking
Type
Public Company
Founded
1857
Employees
10,001+
Categories
Specialties
Business Classifications
About the Role
The Company is seeking a Head of FX, Derivatives & ETD's/Clearing, Executive Director to lead and manage the teams responsible for the end-to-end Middle Office and Operations processes in these areas. The successful candidate will be tasked with ensuring the flawless execution of Middle Office and Operations, supporting business lines and clients through the trade lifecycle, and maintaining a robust control framework to mitigate risks. This role requires a strategic leader with a strong background in FX, OTC Derivatives, and ETD's/Clearing operations, who can drive departmental transformation efforts, enhance policies and procedures, and ensure compliance with all regulatory obligations. Key responsibilities for the Head of FX, Derivatives & ETD's/Clearing include day-to-day operational oversight, strategic leadership, team management, and stakeholder collaboration. The role demands a professional with a minimum of 10 years' experience in a managerial position within the relevant financial operations, and a Bachelor's degree or equivalent work experience. The ideal candidate will have a strong analytical and problem-solving skill set, excellent leadership and communication abilities, and a proven track record of driving innovation and continuous improvement in compliance processes. A FINRA Series 99 or Series 27 is mandatory, with the expectation to pass the Series 27 exam within 6 months of joining. The Head will also be responsible for ensuring that all operational processes comply with applicable rules and regulations, and will act as the main point of contact for audits and regulatory examinations in the area.
Hiring Manager Title
US SCIB Pre and Post Trade Head of Markets
Travel Percent
Less than 10%
Functions
...Qualifications: MINIMUM EDUCATION REQUIRED: Graduate of an LPN program MINIMUM EXPERIENCE REQUIRED: New graduates of an... ...the specialty area applying for preferred Nursing Experience in Hospital Setting Preferred If working in the Emergency Department, ALS/ACLS...
...Job Description Job Description Full-time or Part-time Licensed Nail Technician needed for a busy Hair and Nail salon close to downtown Naperville IL No experience required- we will train new nail artists! If youre a long time tech, we work with many different nail...
Located in Medford, OR Salary: $20-22 DOE Seeking a full time Medical Billing Specialist for a busy orthopedic office. This is a full-time position, Monday-Friday. The starting wage is $20-$22. Responsibilities: Accounts receivable follow up. Patient...
...Job Responsibilities # In accordance with company policies and procedures, this position is responsible for maintaining the refrigeration systems # This position will operate and repair industrial refrigeration systems (Freon, Ammonia)# Maintain pertinent records...
...Bartender at Kings Dominion summary: A seasonal bartender at Kings Dominion prepares and serves alcoholic and non-alcoholic beverages... ...! Exclusive employee RIDE nights, GAME nights, and FREE FOOD events! Paid training and opportunities for advancement!~ Discounts...